Thursday 31 March 2011

HISTORY OF THE INDUSTRIAL REVOLUTION


Humanity's twin revolutions
Human society has passed through two huge and lasting changes which deserve the name revolution. The first, theNeolithic Revolution, begins in 8000 BC and continues through thousands of years. Its effect is to settle people on the land. It makes peasant agriculture the standard everyday activity of the human species.

The second, the Industrial Revolution, gathers pace in the 18th century and is still developing today. It moves people from the countryside into rapidly expanding towns. It turns labour into a disciplined and mainly indoor activity, with an increasing distinction between owners, employers and managers on one side and workers on the other. 
 

Elements characteristic of industrial society can be seen in isolated examples long before the 18th century. In 1378 the workers inFlorence's cloth trade win temporary advantages through standing together in what would now be called industrial action. A knitting machineinvented in England in 1589 is so far ahead of its time that it can play a profitable role in factories two and three centuries later. And the development ofcloth mills in the late Middle Ages foreshadows the search for new sources of power in the Industrial Revolution.

Nevertheless there is one place and one time - England in the 18th century - in which these threads coalesce into a process of undeniable change. 
 


Industrialization brings preliminary evils of exploitation, pollution and urban squalor, together with longer-term benefits in a general rise of living standards.

There are certain clear reasons why this process occurs first in 18th-century Britain. But once the pattern is established, and cheap manufactured goods begin to prevail in world markets, other regions become eager to follow suit when their own circumstances make it possible to do so. Just as the habit of settling and farming gradually permeated all regions of the world, so now - and much more rapidly - does an international tendency to crowd into cities and produce cheap manufactured goods. 
 

Britain's industrial advantages: 18th century AD
The conditions enabling Britain to pioneer the Industrial Revolution during the 18th century can be divided into two categories, natural and political.

On the natural side the country has in abundance three important commodities - water, iron and coal. Water in Britain's numerous hilly districts provides the power to drive mills in the early stages of industrializaton; the rivers, amplified from 1761 by a developing network of
canals, facilitate inland transport in an age where roads are only rough tracks; and the sea, never far from any part of Britain, makes transport of heavy goods easy between coastal cities.  

The ability to make effective use of Britain's iron ore is greatly enhanced by technical advances in the early 18th century, associated particularly with the Darby family. And the abundant supplies of coal become of crucial importance in the second half of the century when steam power is successively applied to every branch of industry thanks to the efforts ofWatt and Boulton.

On the political front, the contribution of entrepreneurs such as Abraham Darby and Matthew Boulton is made possible by the changes resulting from the
revolution of 1688 

With royal power greatly reduced after 1688, and the nobility enjoying none of the privileges associated with France's ancien rĂ©gime, a new middle class emerges more forcefully in Britain than elsewhere. There is money to be made, and members of this class are willing to back new inventions and mechanical improvements.

In this atmosphere exceptional men such as Richard
Arkwright can rise through their own endeavours from low beginnings to exceptional wealth and prestige (though the duke ofBridgewater may justifiably insist that such flair is not limited to the middle classes).  

As a final ingredient in this promising blend of circumstances, Britain can offer its budding entrepreneurs an unusually large market. Theunion in 1707 of Scotland and England removes internal tariff barriers. The developing British empire provides trading opportunities for much of the century in the American colonies - and when these are lost, begins to replace them with others in India.

And British control of the seas, increasingly established during the century, contributes to a general prosperity which supports the Industrial Revolution. Much of the profitable carrying trade in the world's commerce can be secured for British merchant vessels. 
 


Ironmasters of Coalbrookdale: 18th century AD
Until the early 18th century the working of iron has been restricted by a practical consideration. The smelting of iron requires large quantities of charcoal, with the result that ironworks are usually sited inaccessibly in the middle of forests. And charcoal is expensive.

In 1709 Abraham Darby, an ironmaster with a furnace at Coalbrookdale on the river Severn, discovers that coke can be used instead of charcoal for the smelting of pig iron (used for cast-iron products). This Severn region becomes Britain's centre of iron production in the early stages of the Industrial Revolution. Its pre-eminence is seen in the Darby family's own construction of the first 
iron bridge, and in the achievements of JohnWilkinson 

Lancashire and cotton: 18th century AD
Just as theSevern gorge in Shropshire emerges as the centre of the iron industry, so Lancashire dominates in cotton goods. And textiles are the natural product to lead developments in the new Industrial Revolution.

Food and clothing are the two basic requirements for any population. Unlike food, cotton goods are sufficiently light and long-lasting to be easily transported to any market. The immediate purchasers are the rapidly growing population of Britain itself. But as soon as machines are developed which can slash the cost of production, it even becomes feasible to ship manufactured cotton goods for sale in regions such as India where the raw material has been produced. 
 

Lancashire has certain natural advantages in cornering this lucrative trade. A moist climate makes it easier to work cotton threads, which become brittle if dry (the first reference to cotton goods being produced in the region is in 1641). Plentiful fast-flowing streams make it easy to provide water power formills. The area has a long textile tradition in the production of woollen goods (there is a mill for fulling wool in Manchester as early as 1282).

And above all Lancashire has, in Liverpool, one of Britain's two main 18th-century ports. It is rivalled only by Bristol as a base for the great East and West
Indiamen which now ply regularly across the oceans.  


The rapid growth of the textile industry during the 18th century results from these advantages combined with a succession of mechanical inventions which speed up the processes of manufacture. Spinning and weaving, the two very ancient crafts involved in the production of textiles, are both well suited to relatively simple mechanization.

Weaving leads the way, with
Kay's flying shuttle of 1733. Spinning at first struggles to keep up, and then does so very effectively with the innovations of Hargreaves in about 1764 andCrompton in 1779. Spinning wins the race in the application ofwater power, in 1771. By 1787 there are some forty cotton mills in Lancashire deriving their power from mill races.  





Kay's flying shuttle: AD 1733
In 1733 John Kay, son of the owner of a Lancashire woollen factory, patents the first of the devices which revolutionize the textile industry. He has devised a method for the shuttle to be thrown mechanically back and forth across the loom. This greatly speeds up the previous hand process, and it halves the labour force. Where a broad-cloth loom previously required a weaver on each side, it can now be worked by a single operator.

Until this point the textile industry has required four spinners to service one weaver. Kay's innovation, in wide use by the 1750s, greatly increases this disparity. Either there must now be many more spinners, or
spinning machines must achieve a similar increase in productivity.
Bridgewater Canal: AD 1759-1761
In 1759 a young self-taught engineer, James Brindley, is invited to visit the duke of Bridgewater. The duke is interested in improving the market for the coal from a local mine which he owns. He believes his coal will find customers if he can get it more cheaply into Manchester. He wants Brindley to build him a canal with a series of locks to get barges down to the river Irwell, about three miles from the mine.

Brindley proposes a much bolder scheme, declared by some to be impossible but accepted by the duke. He will construct a more level canal, with less need for time-wasting locks. He will carry it on an aqudeuct over the Irwell on a straight line to the heart of Manchester, ten miles away. 
 

On 17 July 1761 the first bargeload of coal is pulled along the completed canal. Brindley's aqueduct (replaced in 1894 by the present swing aqueduct) crosses the Irwell at Barton. The strange sight of a barge floating in a gutter high up in the air becomes one of the first great tourist attractions of the Industrial Revolution. The investment in this private canal rapidly pays off. The price of the duke's coal is halved in the Manchester market.

The Bridgewater canal is the first in Britain to run its entire length independently of any river. It is the start of the country's inland waterway systerm, for which Brindley himself will construct another 300 miles of canals. 
 

James Watt and the condenser: AD 1764-1769
In 1764 a model of a Newcomen steam engine is brought for repair to the young James Watt, who is responsible for looking after the instruments in the physics department of the university of Glasgow. In restoring it to working order, he is astonished at how much steam it uses and wastes.

The reason, he realizes, is that the machine's single cylinder is required to perform two opposing functions. It must receive the incoming steam at maximum pressure to force the piston up (for which it needs to be as hot as possible), and it must then condense the steam to form a vacuum to pull the cylinder down (for which it needs to be as cool as possible).
 


The solution occurs to Watt when he is walking near Glasgow one Sunday in May 1765. The two functions could be separated by providing a chamber, outside the cylinder but connecting with it, in which a jet of cold water will condense the steam and cause the vacuum.

This chamber is the condenser, for which Watt registers a patent in 1769. The principle has remained an essential part of all subsequent steam engines. It is the first of three major improvements which Watt makes in the basic design of steam-driven machinery. The other two are the
double-acting engine and thegovernor, developed in the 1780s.  

Early in the 1770s Watt goes into business with Matthew Boulton, an entrepreneur with a large factory at Soho near Birmingham. Boulton has the capacity to manufacture steam engines to Watt's patented design, and the first two are delivered to customers in 1776.

One of them, installed by Watt himself at John
Wilkinson's ironworks at Broseley in Shropshire, is of special significance. Wilkinson is the only ironmaster in the country capable of producing cylinders of sufficiently accurate dimensions to deliver the potential benefits of Watt's improved engine. 


Hargreaves' jenny and Crompton's mule: AD 1764-1779
An accident is said to have given a Lancashire spinner, James Hargreaves, the idea for the first mechanical improvement of the spinning process. In about 1764 he notices an overturned spinning wheel which continues to turn with the spindle vertical rather than horizontal. This gives him the idea that several spindles could be worked simultaneously from a wheel in this position.

He develops a version with eight spindles for use by his own family, thus immediately raising their output eight times. News of this causes jealous local spinners to invade his house and smash his machines. 
 


Hargreaves moves to Nottingham, where he sets up a small cotton-mill using his invention. It acquires the name of spinning jenny, traditionally explained as being the name of the daughter who gave Hargreaves the idea when she knocked over her spinning wheel. He patents his device in 1770. By the time of his death, in 1778, the latest versions of his machine work eighty spindles each - and there are said 20,000 jennies in use in the cottages and small factories of Britain.

This is still an entirely hand-operated mechanism. The next essential development is the application of power. This is solved by Richard Arkwright, who takes out a patent for his machine in 1769. 
 


Arkwright's innovation is in drawing out the cotton by means of rollers before it is twisted into yarn. He succeeds first with a machine worked by a horse, but two years later - in 1771 - he successfully applies water power, with the result that his invention becomes known as the water frame. It is in place just in time for an immense new expansion of the cotton industry after a high tax on pure-cotton fabrics (aimed at calicoes imported from India) is reduced in 1774.

Arkwright's machines are suitable for spinning the strong yarn required for the warp of the
woven cloth. They are less good at the finer material needed for the weft. Yet conversely, Hargreaves' spinning jenny is only suitable for the weft.  


The technologies of Arkwright and Hargreaves therefore complement each other for a few years until the merits of each are combined by Samuel Crompton, a worker in a Lancashire spinning mill. In doing so he takes the final step in the spinning technology of the early Industrial Revolution.

Crompton observes the tendency of the spinning jenny to break the yarn, and he resolves to improve this aspect of the process. He does so in a machine which he perfects in 1779. 
 




Crompton's machine combines the principles of Hargreaves' jenny and of Arkwright's water frame. The name which it acquires - Crompton's mule - is a pun on that fact. As the offspring of a jenny (a female donkey) and of another creature, the new arrival is clearly a mule.

Crompton's machine is capable of spinning almost every kind of yarn at considerable speed. The flying shuttle in the 1750s put pressure on the spinners to catch up. Now the mule challenges the weavers. They respond in 1785 with the first water-driven power loom, invented by Edmund Cartwright after visiting Arkwright's mills at 
Cromford. With all this technology in place, the pressure is now on the suppliers of raw cotton in America 


Ironbridge: AD 1779
In the space of a few months in 1779 the world's first iron bridge, with a single span of over 100 feet, is erected for Abraham Darby (the third of that name) over the Severn just downstream from Coalbrookdale. Work has gone on for some time in building the foundations and casting the huge curving ribs. But in this new technology little time need be spent in assembling the parts - which amount, it is proudly announced, to 378 tons 10 cwt. of metal.

The lightness of the structure strikes all observers. An early visitor comments: 'though it seems like network wrought in iron, it will be uninjured for ages.' It is uninjured still. A great tradition, bringing marvels such as the
Crystal Palace, begins in this industrial valley.  


Machine tools, gun barrels and cylinders: AD 1774-1800
John Wilkinson, an ironmaster in Staffordshire and Shropshire, has been building up a lucrative arms trade. In 1774 he invents a machine, powered by a water wheel, which can drill with unprecedented accuracy through the length of a cast-iron cylinder to create the barrel of a cannon. It is a turning point in the development of machine tools.

James Watt realizes that Wilkinson's new machine is capable of the precision required for an efficient steam-engine cylinder. In 1775 Wilkinson delivers to Birmingham the first of the thousands of cylinders he will bore for the firm of Boulton and
Watt. Boulton finds them 'almost without error; that of 50 inches diameter doth not err the thickness of an old shilling' in any part.  


The Boulton and Watt engine delivered to Wilkinson in the following year is intended for a new purpose. Instead of the usual pumping of water, it is to undertake a more sophisticated role - working the bellows which pump air into one of Wilkinson's blast furnaces of molten iron.

The owners of the mills and mines of the young Industrial Revolution have many tasks to which a source of mechanical power, other than the traditional water of a mill race, could be usefully applied. They await with interest reports of this new type of engine. And the reports are good. By the time Watt's patent expires, in 1800, more than 500 Boulton and Watt engines have been installed around the country and abroad. 
 


The increased efficiency of the new engines, compared with the previousNewcomenversion, enables Boulton and Watt to charge by a novel and very profitable method. The machines are provided and installed free, and customers pay a royalty of one-third of the amount saved on fuel. One group of merchants interested in the Boulton and Watt machines, the London brewers, have no previous machine use for comparison. They present Watt with an interesting billing problem which results in the concept ofHorsepower.

From 1783 the saving (and the royalty) is even greater, because in that year Watt puts on the market another major innovation - his 
double-acting engine 



Richard Arkwright, entrepreneur: AD 1767-1792
By the 1780s, on the eve of the French Revolution, Britain is a society profoundly changed from a century earlier. The form of monarchy characterized by the Stuarts, and still practised by the Bourbon rulers in France, has given way to different structures. There is now political power in middle-class hands. And new opportunities are available in the developing Industrial Revolution.

There is no more striking example of this flexible society, in which merit can find its own rewards, than the career of Richard Arkwright. Born the youngest of seven children of a barber and wigmaker, he dies sixty years later immensely wealthy and a knight of the realm. 
 


Arkwright begins his career travelling the country in his father's trade, buying hair for wigs and dying it by his own secret process. But soon he becomes interested in spinning. In 1767 he begins to construct a spinning machine. In 1769 he patents it and sets up a mill in Nottingham where his machine is worked by a horse.

Two years later Arkwright takes several steps of great significance. He raises capital to build an entirely new mill at Cromford, on the river Derwent in Derbyshire. He successfully adapts his spinning machine, making it work by the much greater power of the river and a mill wheel. And he builds cottages to house workers in the immediate vicinity. 
 


Arkwright thus creates the factory environment. His industrial workers are a community centred on the factory - in strong contrast to the traditional working life of peasants, dependent on the fields and the seasons.

Within the factory, Arkwright's employees specialize in different tasks, each providing his or her own particular service for the relentlessly demanding machines. Discipline is essential if this system is to work, for the machines cannot be left untended. But it is no longer the variable discipline of sunrise and harvest. It is the inflexible and potentially harsh pressure of clock and overseer. 
 


Arkwright's factory system works brilliantly - and in its early small-scale river-based form the environment of industry has considerable picturesque appeal, as Arkwright's surviving mill at Cromford still demonstrates.

Arkwright builds cotton mills on suitable rivers elsewhere in the country, as far away as Scotland. By 1782, just fifteen years after his first attempt to build a spinning machine, the great entrepreneur has a capital of some £200,000 and is employing 5000 workers. And British society welcomes this rapidly self-made man. In 1786 he receives a knighthood. In the following year he is appointed High Sheriff of Derbyshire. 
 


Derby's great painter of the period, Joseph Wright, records features of this impressive story. In 1783 he paints a view of Cromford Mill by moonlight, contributing to a growing perception that industry and its processes provide a romantic subject. In 1789 Wright provides a portrait of the great industrialist. He sits alone, appearing prosperous but slightly gross, in a room decorated only by a model of his spinning machine.

In the following year Joseph Wright paints Arkwright's son, daughter-in-law and grandchildren in three group portraits. They look like the most elegant and refined of aristocrats, to the manner born - compelling evidence of the new flexibility of English society when William Pitt becomes prime minister. 
 



Double-acting engine and governor: AD 1782-1787
Just as James Watt applied a rational approach to improve the efficiency of the steam engine with thecondenser, so now he takes a logical step forward in a modification patented in 1782. His new improvement is the double-acting engine.

Watt observes that the steam is idle for half of each cycle. During the downward stroke, when the vacuum is exerting atmospheric force on the piston, the valve between boiler and cylinder is closed. Watt takes the simple step of diverting the steam during this part of the cycle to the upper part of the cylinder, where it joins with the atmospheric pressure in forcing the cylinder down - and thus doubles its effective action. 
 


The most elegant contraption devised by Watt is in use from 1787. It is the governor - the first example of the type of controlling device required in industrial automation, and a feature of all steam engines since Watt's time.

Watt's governor consists of two arms, hinged on a central pivot and rotated by the action of the steam engine. Each arm has a heavy ball at the end. As the speed increases, centrifugal force moves the balls and the arms outwards. This action narrows the aperture of a valve controlling the flow of steam to the engine. As the power is slowly cut off, the speed of the engine reduces and the balls subside nearer to the central column - thus slightly opening the valve again in a permanent process of adjustment. 
 


Watt's many improvements to the steam engine leave it poised to undertake a whole new range of tasks. Its new efficiency means that it can become mobile. Each engine can now generate more power than is required merely to move itself.

By the time of his death in 1819, in quiet retirement near Birmingham, Watt has seen the introduction of commercially successful steam boats and the dawn of the railway age. In each case the vehicles are powered by engines of the type which he has developed. 
 

Puddling and rolling: AD 1783-1784
In successive years Henry Cort, an ironmaster with a mill near Fareham in Hampshire, patents two processes of lasting significance in the story of metallurgy.

One is the technique which becomes known as puddling, for which Cort patents a machine in 1784. Cort's innovation is a furnace which shakes the molten iron so that air mingles with it. Oxygen combines with carbon in the metallic compond, leaving almost pure iron. Unlike the brittle pig iron (or cast iron), this purer metal is malleable. Capable of being hammered and shaped, it is a much more useful metal in industrial processes than cast iron. 
 

In the previous year Cort has also patented a machine for drawing out red-hot lumps of purefied metal between grooved rollers, turning them into manageable bars without the laborious process of hammering. His device is the origin of the rolling mills which subsequently become the standard factories of the steel industry.

Cort's subsequent career exemplifies the risks involved in the entrepreneurial excitements of the Industrial Revolution. After spending all his own money on his inventions, he raises further capital from the deputy-paymaster of the navy. It turns out to have been embezzled. Cort is ruined before his inventions bring him a profit.
 


Cotton gin: AD 1793
The mechanization of spinning and weaving in England, between 1733 and 1785, greatly speeds up the industrial process and rapidly leads to a shortage of cotton. During most of the century the bulk of raw cotton arriving at Liverpool for the Lancashire mills is from India. The cotton grown in the southern states ofAmerica is commercially less viable because it is short-fibred.

The cotton fibres, which will be spun into cotton, have to be separated from the seeds which they protect and enmesh. This process, known as cotton picking, is done entirely by hand. The short fibres make it a slow and expensive task. 
 


In 1793 Eli Whitney, a graduate of Yale, invents a machine which solves this problem. It consists of a hand-turned roller with projecting spikes. Each spike passes through a slot in a grid, wide enough to allow the spike to drag the cotton fibres through but too narrow for the cotton seeds to pass. They fall out into a separate container, while a revolving brush cleans the fibres, or lint, off the spikes.

Whitney's machine immediately trebles the speed at which cotton can be ginned, with major effects on the economy of the southern states of America. About forty times as much cotton (now established as 'king cotton') is produced in 1810 as in 1793. Vast new areas are taken in hand as plantations. The demand for slaves increases accordingly
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